Certified Anti-Money Laundering Specialist (#79)

When an institution conducts an internal investigation into an account following a law enforcement inquiry, it should consider a number of factors to independently determine if the account should be dosed. Which three considerations should be made when making the determination about closing an account? Choose 3 answers

The institution’s policies and procedures for closing an account
Oral requests by a law enforcement agency or prosecutor for the account to be dosed
signed written requests by a law enforcement agency or prosecutor on official letterhead for the account to remain open
The level of seriousness of the underlying conduct