Certified Anti-Money Laundering Specialist (#33)

When requested by law enforcement via legal process to provide records or documentation, what should the officers of financial institution do?

Provide all records and documents the officer believes would be pertinent to the law enforcement agent’s investigation
Refuse to provide any records or documents until the agent narrows the scope of the request down to what he or she actually needs
Not act on the legal process until the bank officer has contact w4h the agent and learns what the agent is investigating
if there is no basis for contesting the request, provide what is requested