ACI Dealing Certificate (#228)

Where the matter of dealing for personal account is concerned, the Model Code recommends that

Subject to local legal requirements, this matter is one for bank management to decide.
Bank management should encourage such activities because it allows banks to monitor the gambling habits of their staff.
Where this is allowed, bank management should have a clearly defined policy and written procedures.
Bank management should allow staff to deal for their personal account on a case to case basis.